Independent Submission                                          C. Zhang
Request for Comments: 9563                                        Y. Liu
Category: Informational                                          F. Leng
ISSN: 2070-1721                                                  Q. Zhao
                                                                   Z. He
                                                                   CNNIC
                                                              April
                                                                May 2024

               SM2 Digital Signature Algorithm for NSSEC DNSSEC

Abstract

   This document specifies the use of the SM2 digital signature
   algorithm and SM3 hash algorithm for DNS Security (DNSSEC).

   This document is an Independent Submission to the RFC series and does
   not have consensus of the IETF community.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This is a contribution to the RFC Series, independently of any other
   RFC stream.  The RFC Editor has chosen to publish this document at
   its discretion and makes no statement about its value for
   implementation or deployment.  Documents approved for publication by
   the RFC Editor are not candidates for any level of Internet Standard;
   see Section 2 of RFC 7841.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   https://www.rfc-editor.org/info/rfc9563.

Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   (https://trustee.ietf.org/license-info) in effect on the date of
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Table of Contents

   1.  Introduction
   2.  SM3 DS Records
   3.  SM2 Parameters
   4.  DNSKEY and RRSIG Resource Records for SM2
     4.1.  DNSKEY Resource Records
     4.2.  RRSIG Resource Records
   5.  Support for NSEC3 Denial of Existence
   6.  Example
   7.  IANA Considerations
   8.  Security Considerations
   9.  References
     9.1.  Normative References
     9.2.  Informative References
   Authors' Addresses

1.  Introduction

   DNSSEC is broadly defined in [RFC4033], [RFC4034], and [RFC4035].  It
   uses cryptographic keys and digital signatures to provide
   authentication of DNS data.  DNSSEC signature algorithms are
   registered in the DNSSEC algorithm numbers registry [IANA].

   This document defines the DNSKEY and RRSIG resource records (RRs) of
   new signing algorithms: SM2 uses elliptic curves over 256-bit prime
   fields with SM3 hash algorithm.  (A description of SM2 can be found
   in GB/T 32918.2-2016 [GBT-32918.2-2016] or ISO/IEC14888-3:2018
   [ISO-IEC14888-3_2018], and a description of SM3 can be found in GB/T
   32905-2016 [GBT-32905-2016] or ISO/IEC10118-3:2018
   [ISO-IEC10118-3_2018].)  This document also defines the DS RR for the
   SM3 one-way hash algorithm.  In the signing algorithm defined in this
   document, the size of the key for the elliptic curve is matched with
   the size of the output of the hash algorithm.  Both are 256 bits.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.  SM3 DS Records

   The implementation of SM3 in DNSSEC follows the implementation of
   SHA-256 as specified in [RFC4509] except that the underlying
   algorithm is SM3 with digest type code 6.

   The generation of an SM3 hash value is described in Section 5 of
   [GBT-32905-2016] and generates a 256-bit hash value.

3.  SM2 Parameters

   Verifying SM2 signatures requires agreement between the signer and
   the verifier on the parameters used.  The SM2 digital signature
   algorithm has been added to [ISO-IEC14888-3_2018].  The parameters of
   the curve used in this profile are as follows:

   p  = FFFFFFFE FFFFFFFF FFFFFFFF FFFFFFFF
        FFFFFFFF 00000000 FFFFFFFF FFFFFFFF
   a  = FFFFFFFE FFFFFFFF FFFFFFFF FFFFFFFF
        FFFFFFFF 00000000 FFFFFFFF FFFFFFFC
   b  = 28E9FA9E 9D9F5E34 4D5A9E4B CF6509A7
        F39789F5 15AB8F92 DDBCBD41 4D940E93
   xG = 32C4AE2C 1F198119 5F990446 6A39C994
        8FE30BBF F2660BE1 715A4589 334C74C7
   yG = BC3736A2 F4F6779C 59BDCEE3 6B692153
        D0A9877C C62A4740 02DF32E5 2139F0A0
   n  = FFFFFFFE FFFFFFFF FFFFFFFF FFFFFFFF
        7203DF6B 21C6052B 53BBF409 39D54123

4.  DNSKEY and RRSIG Resource Records for SM2

4.1.  DNSKEY Resource Records

   SM2 public keys consist of a single value, called "P".  In DNSSEC
   keys, P is a string of 32 64 octets that represents the uncompressed
   form of a curve point, "x | y".  (Conversion of a point to an octet
   string is described in Section 4.2.8 of [GBT-32918.1-2016].)

4.2.  RRSIG Resource Records

   The SM2 signature is the combination of two non-negative integers,
   called "r" and "s".  The two integers, each of which is formatted as
   a simple octet string, are combined into a single longer octet string
   for DNSSEC as the concatenation "r | s".  (Conversion of the integers
   to bit strings is described in Section 4.2.1 of [GBT-32918.1-2016].)
   Each integer MUST be encoded as 32 octets.

   Process details are described in Section 6 of [GBT-32918.2-2016].

   The algorithm number associated with the DNSKEY and RRSIG resource
   records is 17, which is described in the IANA Considerations section.

   Conformant implementations that create records to be put into the DNS
   MAY implement signing and verification for the above SM2 digital signature
   algorithm.  Conformant DNSSEC verifiers MAY implement verification
   for the above algorithm.

5.  Support for NSEC3 Denial of Existence

   This document does not define algorithm aliases mentioned in
   [RFC5155].

   A DNSSEC validator that implements the signing algorithms defined in
   this document MUST be able to validate negative answers in the form
   of both NSEC and NSEC3 with hash algorithm SHA-1, as defined in
   [RFC5155].  An authoritative server that does not implement NSEC3 MAY
   still serve zones that use the signing algorithms defined in this
   document with NSEC denial of existence.

   If using NSEC3, the iterations MUST be 0 and salt MUST be an empty
   string as recommended in Section 3.1 of [RFC9276].

6.  Example

   The following is an example of SM2 keys and signatures in DNS zone
   file format, including DNSKEY RR, NSEC3PARAM RR, NSEC3 RR with RRSIG
   RRs, and DS RR.

   Private-key-format: v1.3
   Algorithm: 17 (SM2SM3)
   PrivateKey: V24tjJgXxp2ykscKRZdT+iuR5J1xRQN+FKoQACmo9fA=

   example. 3600 IN DS 27215 17 6 (
      86671f82dd872e4ee73647a95dff7fd0af599ff8a43f fa26c9a2593091653c0e
      )

   example. 3600  IN   DNSKEY  256 3 17 (
       7EQ32PTAp+1ac6R9Ze2nfB8pPc2OJqkHSjug
       ALr4SuD9awuQxhfw7wMpiXv7JK4/VwwTrCxJ
       wu+qUuDsgoBK4w==
       ) ; ZSK; alg = SM2SM3 ; key id = 65042
   example. 3600  IN   RRSIG   DNSKEY 17 1 3600 (
       20230901000000 20220901000000 65042 example.
       lF2eq49e62Nn4aT5x8ZI6PdRSTPHPDixZdyl
       lM6GWu4lkRWkpTgWLE4lQK/+qHdNS4DdTd36
       Jsuu0FSO5k48Qg== )

   example. 0  IN   NSEC3PARAM 1 0 10 AABBCCDD
   example. 0  IN   RRSIG    NSEC3PARAM 17 1 0 (
          20230901000000 20220901000000 65042 example.
          aqntwEYEJzkVb8SNuJLwdx7f+vivv5IUIeAj )

   62KP1QB93KRGR6LM7SEVPJVNG90BLUE8.example. 3600 IN NSEC3  1 1 10
       AABBCCDD (
       GTGVQIILTSSJ8FFO9J6DC8PRTFAEA8G2 NS SOA RRSIG DNSKEY NSEC3PARAM )

   62KP1QB93KRGR6LM7SEVPJVNG90BLUE8.example. 3600 IN RRSIG  NSEC3 17 2
       3600 (
       20230901000000 20220901000000 65042 example.
       FOWLegTgFkFY9vCOo4kHwjEvZ+IL1NMl4s9V
       hVyPOwokd5uOLKeXTP19HIeEtW73WcJ9XNe/ ie/knp7Edo/hxw== )

   [Example_Program] is an example program based on dnspython and gmssl,
   which supplies key generating, zone signing, zone validating, and DS
   RR generating functions for convenience.

7.  IANA Considerations

   IANA has registered the following in the "Digest Algorithms" registry
   within the "DNSSEC Delegation Signer (DS) Resource Record (RR) Type
   Digest Algorithms" registry group.

            +=======+=============+==========+===============+
            | Value | Digest Type | Status   | Reference     |
            +=======+=============+==========+===============+
            | 6     | SM3         | OPTIONAL | This document |
            +-------+-------------+----------+---------------+

                                 Table 1

   IANA has registered the following in the "DNS Security Algorithm
   Numbers" registry within the "Domain Name System Security (DNSSEC)
   Algorithm Numbers" registry group.

   +========+================+==========+=========+========+===========+
   | Number | Description    | Mnemonic | Zone    | Trans. | Reference |
   |        |                |          | Signing | Sec.   |           |
   +========+================+==========+=========+========+===========+
   | 17     | SM2 signing    | SM2SM3   | Y       | *      | This      |
   |        | algorithm      |          |         |        | document  |
   |        | with SM3       |          |         |        |           |
   |        | hashing        |          |         |        |           |
   |        | algorithm      |          |         |        |           |
   +--------+----------------+----------+---------+--------+-----------+

                                  Table 2

   * There has been no determination of standardization of the use of
   this algorithm with Transaction Security.

8.  Security Considerations

   The security strength of SM2 depends on the size of the key.  A
   longer key provides stronger security strength.  The security of ECC-
   based algorithms is influenced by the curve it uses, too.

   Like any cryptographic algorithm, it may come to pass that a weakness
   is found in either SM2 or SM3.  In this case, the proper remediation
   is crypto-agility.  In the case of DNSSEC, the appropriate approach
   would be to regenerate appropriate DS, DNSKEY, RRSIG, and NSEC3
   records.  Care MUST be taken in this situation to permit appropriate
   rollovers, taking into account record caching.  See [RFC7583] for
   details.  A suitable replacement algorithm should be both widely
   implemented and not known to have weaknesses.

   The security considerations listed in [RFC4509] apply here as well.

9.  References

9.1.  Normative References

   [GBT-32905-2016]
              Standardization Administration of China, "Information
              security techniques--SM3 Cryptographic Hash Algorithm",
              [In Chinese], GB/T 32905-2016, March 2017.  English
              translation available at: http://www.gmbz.org.cn/
              upload/2018-07-24/1532401392982079739.pdf
              (http://www.gmbz.org.cn/
              upload/2018-07-24/1532401392982079739.pdf).

   [GBT-32918.1-2016]
              Standardization Administration of China, "Information
              security technology--Public key cryptographic algorithm
              SM2 based on elliptic curves--Part 1: General", [In
              Chinese], GB/T 32918.1-2016, March 2017.  English
              translation available at: http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673134070738.pdf
              (http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673134070738.pdf)

   [GBT-32918.2-2016]
              Standardization Administration of China, "Information
              security technology--Public key cryptographic algorithm
              SM2 based on elliptic curves--Part 2: Digital signature
              algorithm", [In Chinese], GB/T 32918.2-2016, March 2017.
              English translation available at: http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673138056311.pdf
              (http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673138056311.pdf)

   [IANA]     IANA, "DNS Security Algorithm Numbers",
              <https://www.iana.org/assignments/dns-sec-alg-numbers>.

   [ISO-IEC10118-3_2018]
              ISO/IEC, "IT Security techniques -- Hash-functions -- Part
              3: Dedicated hash-functions", ISO/IEC 10118-3:2018,
              October 2018.

   [ISO-IEC14888-3_2018]
              ISO/IEC, "IT Security techniques -- Digital signatures
              with appendix -- Part 3: Discrete logarithm based
              mechanisms", ISO/IEC 14888-3:2018, November 2018.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC4033]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
              Rose, "DNS Security Introduction and Requirements",
              RFC 4033, DOI 10.17487/RFC4033, March 2005,
              <https://www.rfc-editor.org/info/rfc4033>.

   [RFC4034]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
              Rose, "Resource Records for the DNS Security Extensions",
              RFC 4034, DOI 10.17487/RFC4034, March 2005,
              <https://www.rfc-editor.org/info/rfc4034>.

   [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
              Rose, "Protocol Modifications for the DNS Security
              Extensions", RFC 4035, DOI 10.17487/RFC4035, March 2005,
              <https://www.rfc-editor.org/info/rfc4035>.

   [IANA]     IANA, "DNS Security Algorithm Numbers",
              <https://www.iana.org/assignments/dns-sec-alg-numbers>.

   [RFC4509]  Hardaker, W., "Use of SHA-256 in DNSSEC Delegation Signer
              (DS) Resource Records (RRs)", RFC 4509,
              DOI 10.17487/RFC4509, May 2006,
              <https://www.rfc-editor.org/info/rfc4509>.

   [RFC5155]  Laurie, B., Sisson, G., Arends, R., and D. Blacka, "DNS
              Security (DNSSEC) Hashed Authenticated Denial of
              Existence", RFC 5155, DOI 10.17487/RFC5155, March 2008,
              <https://www.rfc-editor.org/info/rfc5155>.

   [RFC9276]  Hardaker, W. and V. Dukhovni, "Guidance for NSEC3
              Parameter Settings", BCP 236, RFC 9276,
              DOI 10.17487/RFC9276, August 2022,
              <https://www.rfc-editor.org/info/rfc9276>.

   [RFC7583]  Morris, S., Ihren, J., Dickinson, J., and W. Mekking,
              "DNSSEC Key Rollover Timing Considerations", RFC 7583,
              DOI 10.17487/RFC7583, October 2015,
              <https://www.rfc-editor.org/info/rfc7583>.

   [GBT-32918.1-2016]
              Standardization Administration of China, "Information
              security technology --- Public key cryptographic algorithm
              SM2 based on elliptic curves --- Part 1: General", GB/
              T 32918.2-2016, March 2017, <http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673134070738.pdf>.

   [GBT-32918.2-2016]
              Standardization Administration of China, "Information
              security technology --- Public key cryptographic algorithm
              SM2 based on elliptic curves --- Part 2: Digital signature
              algorithm", GB/T 32918.2-2016, March 2017,
              <http://www.gmbz.org.cn/
              upload/2018-07-24/1532401673138056311.pdf>.

   [ISO-IEC14888-3_2018]
              ISO/IEC, "IT Security techniques -- Digital signatures
              with appendix -- Part 3: Discrete logarithm based
              mechanisms", ISO/IEC 14888-3:2018, November 2018.

   [GBT-32905-2016]
              Standardization Administration

   [RFC8174]  Leiba, B., "Ambiguity of China, "Information
              security technology --- SM3 cryptographic hash algorithm",
              GB/T 32905-2016, March Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <http://www.gmbz.org.cn/
              upload/2018-07-24/1532401392982079739.pdf>.

   [ISO-IEC10118-3_2018]
              ISO/IEC, "IT Security techniques -- Hash-functions -- Part
              3: Dedicated hash-functions", ISO/IEC 10118-3:2018,
              October 2018. <https://www.rfc-editor.org/info/rfc8174>.

   [RFC9276]  Hardaker, W. and V. Dukhovni, "Guidance for NSEC3
              Parameter Settings", BCP 236, RFC 9276,
              DOI 10.17487/RFC9276, August 2022,
              <https://www.rfc-editor.org/info/rfc9276>.

9.2.  Informative References

   [Example_Program]
              "sign and validate dnssec signature with sm2sm3
              algorithm", commit 6f98c17, April 2023,
              <https://github.com/scooct/dnssec_sm2sm3>.

Authors' Addresses

   Cuiling Zhang
   CNNIC
   No.4 South 4th Street, Zhongguancun
   Beijing
   100190
   China
   Email: zhangcuiling@cnnic.cn

   Yukun Liu
   CNNIC
   No.4 South 4th Street, Zhongguancun
   Beijing
   100190
   China
   Email: liuyukun@cnnic.cn

   Feng Leng
   CNNIC
   No.4 South 4th Street, Zhongguancun
   Beijing
   100190
   China
   Email: lengfeng@cnnic.cn

   Qi Zhao
   CNNIC
   No.4 South 4th Street, Zhongguancun
   Beijing
   100190
   China
   Email: zhaoqi@cnnic.cn

   Zheng He
   CNNIC
   No.4 South 4th Street, Zhongguancun
   Beijing
   100190
   China
   Email: hezh@cnnic.cn